Investigative Accountant

The Division of Enforcement (ENF), Office of Market Intelligence, is seeking a Staff Accountant (Investigative Accountant). As an Investigative Accountant, you will assist with identifying, analyzing, and evaluating allegations of possible violations of securities laws based on Tips, Complaints and Referrals (TCRs), Suspicious Activity Reports (SARs), and other data and intelligence, preparing written analysis and findings, and recommending potential further action or response. Major duties: OMI's Accounting Group is responsible for triaging, analyzing, and evaluating allegations and trends involving false or misleading financial statements and disclosures (both GAAP and IFRS), internal control violations, and other possible violations of securities laws. The Accounting Group is also responsible for the design, execution, and documentation of internal controls associated with the TCR and Bank Secrecy Act (BSA) Programs In this role as an Investigative Accountant, you will be responsible for: Analyzing TCRs pertaining to issues of technical accounting, auditing, financial reporting, internal controls, books and records, and issuer disclosures, including evaluating allegations of failures to comply with SEC rules and regulations and accounting and auditing standards. Reviewing and confirming or rejecting the triage and recommendations of other staff regarding disposition of Accounting TCRs. Coordinating, monitoring, tracking, and reporting on OMI Accounting Group's workload, including the allocation, review and assignment of TCRs and other work product. Developing or enhancing policies and procedures and other materials on accounting TCR triage, TCR operations and risk management, and other topics. Assuming responsibilities for special projects or special areas of emphasis, intelligence projects, or risk assessment. Serving as OMI's liaison to internal and external partners concerning the intake, triage and resolution of TCRs, data sharing, outreach initiatives, trend identification and other topics as needed. Leading the design, execution, and documentation of internal controls associated with the TCR and SAR Programs.